James H. Cale

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Citigroup Global Markets Inc.
  Newport News, VA
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Newport News, VA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Newport News, VA
  New York, NY
  Newport News, VA
• 2002-11-25 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Newportnews, VA

Other Businesses

1) Cale Management LLC; Investment related; Williamsburg, Virginia; Property management; Director; Start date: 03/2012; During business hours: 0; After business hours: 1

Exams

• S66 Uniform Combined State Law Examination
  2002-11-22

Other Names

• Jamie Cale
• James Hatcher Cale
• James Hatcher Cale Iii
• James Hatcher Cale
• James H. Cale Iii