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One Columbus Center, Suite 651A, Virginia Beach, VA 23462 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-08 |
| VA | RA | APPROVED | 2023-03-08 |
Branch Locations
One Columbus Center, Suite 651A, Virginia Beach, VA 23462 • United States
11815 Fountain Way Suite 300, Newport News, VA 23606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Virginia Beach | VA | 07/2011 | 02/2023 |
| Gradient Securities | Arden Hills | MN | 02/2023 | Present |
| October Effect, Ltd | Virginia Beach | VA | 02/2023 | Present |
| Lincoln Financial Advisors Corporation | Virginia Beach | VA | 02/2012 | 02/2023 |
| Sole Proprietor Dba Kevin James | Virginia Beach | VA | 02/2023 | Present |
| October Effect, Ltd | Newport News | VA | 05/2024 | Present |
1. OCTOBER EFFECT, LTD; INV RELATED; 11815 FOUNTAIN WAY SUITE 300, VIRGINIA BEACH, VA 23606; ADVISORY SERVICES; INVESTMENT ADVISOR REPRESENTATIVE; START 02/2023; 80 HOURS PER MONTH; 80 HOURS DURING TRADING HOURS; INVESTMENT ADVISORY SERVICES. 2. GRADIENT SECURITIES; YES; ARDEN HILLS, MN; REGISTERED REPRESENTATIVE; 02/2023; XX/MO; XX/MO 3. KEVIN JAMES; INV RELATED; 11815 FOUNTAIN WAY SUITE 300, VIRGINIA BEACH, VA 23606; INSURANCE; INSURANCE AGENT; START 02/2023; 40 HOURS PER MONTH; 30 HOURS DURING TRADING HOURS; SALES OF INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-19 |
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