Adam Thomas Rex

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2017
  Invest Financial Corporation
  Virginia Beach, VA
• 11/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2012-07-13 → 2017-11-21
  Invest Financial Corporation
  Virginia Beach, VA

Other Businesses

1. CORNERSTONE FINANCIAL SERVICES, 448 VIKING DR STE 310, VIRGINIA BEACH, VA, 1/2008 AS VP OF RISK MANAGEMENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 10/WK - 10/TRADING. 2. NATIONAL ASSOCIATION FOR LEARNING DEVELOPMENT, 1540 BREEZEPORT WAY STE 500, SUFFOLK, VA, 1/2005 AS BOARD MEMBER. NIR - 2/MO - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. CORNERSTONE FINANCIAL SERVICES, 448 VIKING DR STE 310, VIRGINIA BEACH, VA, 10/2011. TRUSTEE OF CORPORATE RETIREMENT PLAN. INV REL-1/MO-1/TRADING. 5. INTERDEPENDENT ADVISORS, 448 Viking Drive, Suite 310, Virginia Beach VA 23452, 01/2018, Agent, DBA Name, NIR, 160 HR/MO - 40 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-07-11
• S63 Uniform Securities Agent State Law Examination
  2004-08-06

Designations

• Certified Financial Planner

Other Names

• Adam Thomas Rex