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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-11-16
  • VA RA
    APPROVED
    Since 2017-11-16

Branch Locations

448 Viking Drive Suite 310, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Virginia Beach VA 02/2009 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2012-07-13 → 2017-11-21
    Invest Financial Corporation
    Virginia Beach, VA
Other Businesses

1. CORNERSTONE FINANCIAL SERVICES, 448 VIKING DR STE 310, VIRGINIA BEACH, VA, 1/2008 AS VP OF RISK MANAGEMENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 10/WK - 10/TRADING. 2. NATIONAL ASSOCIATION FOR LEARNING DEVELOPMENT, 1540 BREEZEPORT WAY STE 500, SUFFOLK, VA, 1/2005 AS BOARD MEMBER. NIR - 2/MO - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. CORNERSTONE FINANCIAL SERVICES, 448 VIKING DR STE 310, VIRGINIA BEACH, VA, 10/2011. TRUSTEE OF CORPORATE RETIREMENT PLAN. INV REL-1/MO-1/TRADING. 5. INTERDEPENDENT ADVISORS, 448 Viking Drive, Suite 310, Virginia Beach VA 23452, 01/2018, Agent, DBA Name, NIR, 160 HR/MO - 40 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-11
S63 Uniform Securities Agent State Law Examination 2004-08-06
  • S65 Uniform Investment Adviser Law Examination
    2012-07-11
  • S63 Uniform Securities Agent State Law Examination
    2004-08-06
Designations
Other Names
  • Adam Thomas Rex

View on SEC IAPD

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