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Marcus Matthew Bauman

Interactive Financial Advisors

Newport News, VA

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Current Employers
Interactive Financial Advisors

100 Batson Ct. Suite 104, New Lenox, IL 60451 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-07-30
  • VA RA
    APPROVED
    Since 2013-07-30

Branch Locations

11815 Fountain Way, Suite 300, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bauman Financial, Llc Newport News VA 06/2013 Present
Insound Audio, Inc. Newport News VA 06/2013 12/2017
Interactive Financial Advisors Newport News VA 07/2013 Present
  • 06/2013 → Present
    Bauman Financial, Llc
    Newport News, VA
  • 06/2013 → 12/2017
    Insound Audio, Inc.
    Newport News, VA
  • 07/2013 → Present
    Interactive Financial Advisors
    Newport News, VA
Previous Registrations
  • 2008-09-24 → 2012-10-19
    1St Global Advisors Inc
    Richmond, VA
Other Businesses

BAUMAN FINANCIAL, LLC [ORGANIZATIONAL ENTITY FOR REPS FINANCIAL PRACTICE] ATTORNEY HOURS 10 HOURS PER MONTH AS PART OF HIS IAR BUSINESS. IAR FOR IFA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-23
  • S66 Uniform Combined State Law Examination
    2008-09-23

View on SEC IAPD

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Other Investors

CHRISTINA M AUSTIN
JAMES H. CALE
SHAWN EUGENE NEIGHBOR
JOHN S GAJDEK
WILLIAM CHARLES JARRETT
MATTHEW GORDON MONTGOMERY
SHANNON METCALFE GREEN
RYANN JEAN MACLUSKIE

Other Offices

MORGAN STANLEY · Newport News, VA
LPL FINANCIAL LLC · NEWPORT NEWS, VA
OCTOBER EFFECT LTD. · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
HAAS INVESTMENT MANAGEMENT LLC · NEWPORT NEWS, VA

More in Newport News, VA

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