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Kimberly Kerns Wines

Buttonwood Wealth

Winchester, VA

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Current Employers
Buttonwood Wealth

27 West Boscawen Street, Winchester, VA 22601 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-05-27
  • VA RA
    APPROVED
    Since 2020-05-27

Branch Locations

27 West Boscawen Street, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Winchester VA 11/2014 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 02/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 02/2020
Winchester Wealth Management Winchester VA 11/2014 11/2017
Lpl Financial, Llc Winchester VA 02/2020 Present
Buttonwood Wealth Winchester VA 05/2020 Present
Previous Registrations
Other Businesses

1. 5/14/2020 - BUTTONWOOD WEALTH, LLC - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/2020. 2. 6/3/2020 - Buttonwood Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 1/2020 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Buttonwood Wealth, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-29
S63 Uniform Securities Agent State Law Examination 1997-10-14
  • S65 Uniform Investment Adviser Law Examination
    2000-02-29
  • S63 Uniform Securities Agent State Law Examination
    1997-10-14
Other Names
  • Kimberly Colette Kerns
  • Kimberly Kerns Nowell

View on SEC IAPD

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