Frank Wong

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 10/2017
  National Planning Corporation
  New York, NY
• 10/2017 → 05/2023
  F3Logic, Llc
  Old Tappan, NJ
• 10/2017 → Present
  Independent Financial Group, Llc
  Old Tappan, NJ

Previous Registrations

• 2017-11-15 → 2023-05-19
  F3Logic, Llc
  Old Tappan, NJ
  Burnsville, MN
• 2011-04-13 → 2017-11-07
  National Planning Corporation
  Los Angeles, CA
  Old Tappan, NJ
  New York, NY
• 2010-01-20 → 2011-04-13
  Mml Investors Services, Llc
  New York, NY
  New York, NY

Other Businesses

(1) W WEALTH STRATAGIES, LLC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 04/12/2000 ADDRESS: 1 Dewolf Road, Suite 103a, Old Tappan NJ 07675, United States DESCRIPTION: 100% OWNER OF DBA W WEALTH STRATEGIES LLC, USED FOR MARKETING PURPOSES. (2) TEACH AT HUNTER COLLEGE POSITION: Volunteer NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/13/2001 ADDRESS: 675 Lexington AVe., New York NY 10010, United States DESCRIPTION: PART TIME TEACHER AT HUNTER COLLEGE. (3) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/09/2000 ADDRESS: 1 Dewolf Road, Suite 103a, Old Tappan NJ 07675, United States DESCRIPTION: NJ INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (4) WWS SERVICES POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/05/2022 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Tax services for preparing tax returns. INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/09/2000 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Licensesd INSURANCE AGENT OFFERING LIFE, HEALTH , Medicare Supplement and LONG TERM CARE SINCE 1982. NON-INVESTMENT RELATED. 5% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD and second office in NYC. W WEALTH STRATAGIES, LLC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 04/12/2000 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: (1) OWNER OF DBA W WEALTH STRATEGIES LLC OFFERING SECURITIES AND INSURANCE SERVICES SINCE 2009. INVESTMENT RELATED. 70% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-10-12

Designations

• Certified Financial Planner