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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-30 |
Branch Locations
1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Watertown | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Watertown | CT | 11/2016 | 04/2021 |
| Janney Montgomery Scott Llc | Westbrook | CT | 04/2021 | Present |
Business Networking International (BNI), Madison, CT. Vice President (01/2023) - Shoreline East Chapter -- The VP role is a one-year role that is primarily an admin position to report the progress of the group as a whole and individually. Not compensated, not investment related, 15 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-12 |
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