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Linus G Cooke

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Canaan, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-11-08
CT RA APPROVED 2003-05-20
  • TX RA
    APPROVED_RES
    Since 2004-11-08
  • CT RA
    APPROVED
    Since 2003-05-20

Branch Locations

2 Pine St, New Canaan, CT 06840 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Canaan CT 05/2003 Present
Bank Of America, N.A. New Canaan CT 07/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-26
S63 Uniform Securities Agent State Law Examination 1984-09-14
  • S65 Uniform Investment Adviser Law Examination
    1996-08-26
  • S63 Uniform Securities Agent State Law Examination
    1984-09-14
Other Names
  • Linus Gerard Cooke

View on SEC IAPD

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