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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-07-08
TX RA APPROVED 2014-07-08
  • OH RA
    APPROVED
    Since 2014-07-08
  • TX RA
    APPROVED
    Since 2014-07-08

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 11/1999 Present
Other Businesses

I*84954 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EXCEL TIRE & WHEEL INVESTMENT RELATED: N ADDRESS OF BUSINESS: 526 CORALRIDGE PLACE, INDUSTRY, CALIFORNIA 91746 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/22/2002 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY BUSINESS INCORPORATED PER STATE OF CALIFORNIA I AM LISTED AS SECRETARY WHICH GIVES ME ABILITY TO SIGN DOCUMENTS ON BEHALF OF THE PRIVATELY HELD FAMILY BUSINESS. I*2192260, Entity Type: , Name of OBA: S M, Address: Gahanna, Ohio, 43230, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-07
  • S66 Uniform Combined State Law Examination
    2014-07-07
Other Names
  • Susan Fay Braver
  • Susan Fay Braver
  • Susan Fay Mogul

View on SEC IAPD

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