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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
171 E Ridgewood Ave Ste 201, Ridgewood, NJ 07450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Ny | NY | 12/1993 | 09/2018 |
| Self-Employed | Ramsey | NJ | 01/1982 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2018 |
| Lpl Financial Llc | Ridgewood | NJ | 01/2019 | Present |
1)12/04/2018 - LANZA FINANCIAL GROUP, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2018 - 16 hr/mth 2)12/04/2018 - Elite Financial Services - employee benefits broker - non-variable ins - inv rel - at reported business location - start: 01/2000 3) 12/04/2018 - VARIOUS INSURANCE CARRIERS - Non-Variable Insurance - inv rel - at reported business location(s) - start: 11/2018
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-25 |
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