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Ken Alan Williams

Robert W. Baird & Co. Incorporated

Nashville, TN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-21
TN RA APPROVED 2017-08-18
TX RA APPROVED 2017-08-18
  • FL RA
    APPROVED
    Since 2017-08-21
  • TN RA
    APPROVED
    Since 2017-08-18
  • TX RA
    APPROVED
    Since 2017-08-18

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brentwood TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Brentwood TN 11/2016 08/2017
Robert W. Baird & Co Nashville TN 08/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Brentwood, TN
  • 11/2016 → 08/2017
    Wells Fargo Clearing Services, Llc
    Brentwood, TN
  • 08/2017 → Present
    Robert W. Baird & Co
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-17
S63 Uniform Securities Agent State Law Examination 1983-02-03
  • S65 Uniform Investment Adviser Law Examination
    1992-12-17
  • S63 Uniform Securities Agent State Law Examination
    1983-02-03

View on SEC IAPD

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Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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