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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-10 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
101 West Broadway Suite 1800, San Diego, CA 92101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Diego | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Rental property; Investment related; Incline Village, NV; Rental property; Trustee(proprietor, partner, officer, director, employee, trustee, agent); Dec/2013; During business hours: 0; After business hours: 6; occasionally rent the property *238855 - San Diego Downtown Breakfast Rotary Club Foundation; Investment related No; San Diego, California; Civic/Community, Humanitarian; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2015; During business hours: 0; After business hours: 10; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-23 |
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