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Cheryl Millard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Luis Obispo, CA

CRD 1088719

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-11-14
  • CA RA
    APPROVED
    Since 2005-11-14

Branch Locations

1020 Marsh St, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 11/2005 Present
Bank Of America,Na San Luis Obispo CA 09/2009 Present
Previous Registrations
  • 1997-07-08 → 2005-11-16
    Morgan Stanley Dw Inc.
    S Luis Obisp, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-30
S63 Uniform Securities Agent State Law Examination 1984-02-17
  • S66 Uniform Combined State Law Examination
    2007-07-30
  • S63 Uniform Securities Agent State Law Examination
    1984-02-17
Other Names
  • Cheryl Denise Eisworth
  • Cheryl Denise Gerard
  • Cheryl Denise Gerard
  • Cheryl Denise Millard

View on SEC IAPD

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