David Rickard Penniall

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 12/2018
  United Planners' Financial Services
  Scottsdale, AZ
• 09/2008 → Present
  Penniall Management Company D/B/A Penniall Insurance Services
  Pasadena, CA
• 09/1983 → Present
  David R. Penniall - Independent Agent
  Pasadena, CA
• 06/2000 → Present
  Paragon Sports International F/K/A West Coast Sports Management
  Pasadena, CA
• 01/2000 → Present
  David R. Penniall - Real Estate Agent
  Pasadena, CA
• 05/2016 → 09/2023
  The Living Plan, Llc D/B/A Honedin
  Newport Beach, CA
• 07/2016 → Present
  Phc, Inc.
  Pasadena, CA
• 05/2017 → Present
  Awm Capital Llc
  Scottsdale, AZ
• 01/2002 → 10/2024
  Bridge Advisory, Llc F/K/A Penniall & Associates, Inc.)
  Pasadena, CA
• 07/2018 → 01/2024
  Retirement Wellness Group, Llc
  Newport Beach, CA
• 09/2012 → 09/2018
  Penniall Real Estate Services, Inc
  Newport Beach, CA
• 03/2020 → 10/2024
  Addwealth, Llc
  Pasadena, CA
• 10/2024 → Present
  Beacon Pointe Advisors
  Pasadena, CA
• 10/2024 → Present
  Beacon Pointe Insurance Services, Llc
  Pasadena, CA

Previous Registrations

• 2024-11-01 → 2024-12-31
  Bridge Advisory Llc
  Pasadena, CA
• 2008-10-16 → 2024-10-31
  Bridge Advisory Llc
  Pasadena, CA
  Pasadena, CA
• 2020-04-30 → 2024-10-31
  Addwealth Advisors, Llc
  Pasadena, CA
• 2017-05-26 → 2020-08-17
  Awm Capital, Llc
  Pasadena, CA
  Phoenix, AZ
• 2007-10-15 → 2013-09-05
  Pension Architects Advisory Group, Llc
  Pasadena, CA
  Pasadena, CA
• 2002-07-09 → 2008-11-20
  Penniall & Associates, Inc.
  Pasadna, CA
• 1999-01-08 → 2002-08-01
  Sunamerica Securities, Inc.
  Pasadena, CA

Other Businesses

1)PHC, INC - OWNER - HOLDING COMPANY PASS THROUGH ON TO BRIDGE ADVISORY, F/K/A PENNIALL & ASSOCIATES, INC. - SINCE 09/2008 - PASADENA, CA - NOT INVESTMENTRELATED--- 2)PENNIALL MANAGEMENTCOMPANY D/B/A PENNIALL INSURANCE SERVICES - OWNER - INDEPENDENT INSURANCE AGENCY / OVERSEE ALL INSURANCE SERVICES - PASADENA, CA - SINCE 09/2008. -INVESTMENT RELATED--- 3)DAVID R. PENNIALL - INDEPENDENT AGENT - INSURANCE SALES AND SERVICE - PASADENA, CA - SINCE 09/1983. - INVESTMENT RELATED--- 4)PARAGONSPORTS INTERNATIONAL - OWNER SPORTS MANAGEMENT/ OVERSEE AGENTS AND BUSINESS OPERATIONS - PASADENA, CA - SINCE 06/2009. --- 5)DAVID R. PENNIALL - REALESTATE AGENT - REAL ESTATE REFERRALS / REFER CLIENTS TO BUY AND SELL REAL ESTATE - PASADENA, CA - SINCE 01/2000. - Not INVESTMENT RELATED--- 6)AWM CAPITAL LLC -MEMBER - SERVING THE WEALTH MANAGEMENT NEEDS OF PROFESSIONAL ATHLETES - 05/2017 - PASADENA CA - INVESTMENT RELATED 7) David Penniall within PHC Inc. services David Penniall is appointed as a business manager of LLCs that PHC helps create and manages for PHC clients. 8) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 10/2024; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident).

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-09-07
• S65 Uniform Investment Adviser Law Examination
  1993-10-19

Designations

• Certified Financial Planner

Other Names

• David R Penniall
• David Penniall
• Dave Penniall
• Dave R Penniall