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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2009-09-29
  • SC RA
    APPROVED
    Since 2009-09-29

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

6156 St. Andrews Road, Columbia, SC 29212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Columbia SC 01/2004 Present
Capital Investment Advisory Services, Llc Raleigh NC 09/2009 Present
Previous Registrations
  • 2004-08-03 → 2009-09-25
    Cic Advisers, Llc
    Columbia, SC
Other Businesses

1. INSURANCE AGENT WITH THE MCDANIEL CORPORATION PROVIDING INSURANCE SALES AND SERVICE. <40 HOURS/MONTH ON THE ACTIVITY, WITH APPROXIMATELY 100% OF THIS TIME SPENT DURING TRADING HOURS. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. BEGUN IN 1980S. 2. SELF-EMPLOYED LENDER TO INDIVIDUALS. 1 HOUR/MONTH SPENT ON ACTIVITY, MOST DURING TRADING HOURS. LOCATED AT HOME ADDRESS. NON-INVESMENT ACTIVITY. 3. FIXED INSURANCE THROUGH: BOB MCCLARY (BANNER, EMPIRE GENERAL, AIG-AMERICAN GENERAL), BROKERAGE SERVICES OF CAROLINA, INC (GENWORTH) AND FIXED AND DISABILITY INSURANCE WITH OHIO NATIONAL. FINANCIAL WORKSHOPS. INVESTMENT RELATED, STARTED JUNE 2012, 1/2 HR PER WEEK, 0 DURING TRADING. 4. PECAN GROVE, LLC, MEMBER OF LLC WHICH OWNS LAND THAT LEASES LOTS TO MOBILE HOME OWNERS. 101 MARTIN CARTER RD, HOPKINS, SC. NOT INVESTMENT RELATED. <1 HR/WK, 0 DURING TRADING. 5. SAINT ANDREWS RD, LLC, SINGLE MEMBER IN LLC THAT OWNS PROPERTY WHICH IS LEASED FOR COMMERCIAL PROPERTY. 6156 ST ANDREWS RD, COLUMBIA, SC. <1 HR/WK, O DURING TRADING. 6. BATCHELOR, LLC. MEMBER. REAL ESTATE AT 1682 BATCHELOR ST, WEST COLUMBIA, SC 29169. STARTED 10/2009. <1 HR/WK, <1 DURING TRADING HRS. 7. EARGLE DRIVE, LLC. MEMBER. 6156 SAINT ANDREWS RD, STE 108, COLUMBIA, SC 29212. STARTED 11/2009. <1 HR/WK, <1 HR DURING TRADING. 8. WILLOW RIDGE PROPERTIES, LLC. MEMBER. REAL ESTATE 5501 FAIRFIELD ROAD, COLUMBIA, SC 29203. STARTED 07/2006. <1 HR/WK, <1 DURING TRADING HRS. 9. WESTON AVENUE, LLC. MEMBER. REAL ESTATE 5734 WESTON AVE, COLUMBIA, SC. 29203. STARTED 03/2011. <1 HR/WK, <1 HR DURING TRADING. 10. SAND MOUNTAIN, LLC. 3547 FISH HATCHERY ROAD, GASTON, SC 29053. MEMBER REAL ESTATE. STARTED 11/2007. <1 HR/WK, <1 HR DURING TRADING. 11. BLUFF ROAD, LLC. MEMBER. REAL ESTATE 182 BLUFF ROAD, COLUMBIA, SC 29201. STARTED 05/2008. <1 HR/WK, <1 HR DURING TRADING. 12. CMM WYOMING, LLC. MANAGER/MEMBER. 6156 ST ANDREWS RD, STE 108, COLUMBIA, SC 29212. MULTI-MEMBER COMPANY ESTABLISHED TO HOUSE THE OWNERSHIP OF FAMILY INVESTMENT PROPERTIES AND ASSETS. NOT INVESTMENT RELATED. 4 HRS/WK, 0 DURING NORMAL TRADING HRS. 13. OWNER OF RENTAL PROPERTY. LOCATIONS: PORTOFINO IV, LLC, LYLES STREET LLC, STANFORD LLC, CAYCE RIVERWALK LLC. <1 HR EACH/WEEK, <1 DURING NORMAL TRADING HOURS. 14. RL DELINQUENT, LLC. OWNER. 6156 ST ANDREWS RD, STE 108 COLUMBIA, SC 29212. STARTED 5/2023. BUSINESS IS TO BUY AND SELL PROPERTY. 10 HRS/WK, 1 HR DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED. 15. MCDC, LLC. PARTNER. 6156 ST ANDREWS RD, STE 108 COLUMBIA, SC 29212. STARTED 5/2023. BUSINESS IS TO LEASE A BUILDING. 0 HRS/WK, 0 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-04
  • S63 Uniform Securities Agent State Law Examination
    1983-03-04
Designations

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