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James Jeffrey Auxier

Auxier Asset Management

Aurora, OR

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Current Employers
Auxier Asset Management

15668 Ne Eilers Rd, Aurora, OR 97002 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2016-11-17
  • OR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2016-11-17

Branch Locations

15668 Ne Eilers Road, Aurora, OR 97002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Auxier Asset Management Tualatin OR 07/1998 Present
Foreside Fund Services, Llc Lake Oswego OR 03/2014 12/2021
  • 07/1998 → Present
    Tualatin, OR
  • 03/2014 → 12/2021
    Foreside Fund Services, Llc
    Lake Oswego, OR
Other Businesses

AUXIER ASSSET MANAGEMENT LLC; Aurora, OR; INVESTMENT RELATED; BEGAN 07/05/1998; DISCRETIONARY ASSET MANAGEMENT FOR INDIVIDUALS AND INSTITUTIONS; PRESIDENT, PORTFOLIO MANAGER/BUSINESS OWNER; 170 HOURS PER MONTH ALL DURING TRADING HOURS 2)ENDICOTT LLC; Aurora, OR; NON-INVESTMENT RELATED; BEGAN 07/1998; HAZELNUT ORCHARD AND RENTAL HOUSE; PARTNER; OVERSIGHT; 1 HOUR PER MONTH WITH NO HOURS DURING TRADING HOURS 3) AUXIER FAMILY FARMS, LLC; Aurora, OR; NON-INVESTMENT RELATED; BEGAN 07/1998; HAZELNUT FARM; PARTNER/OWNER; OVERSIGHT; 20 HOURS PER MONTH NONE DURING TRADING HOURS. 4) AUXIER RESOURCES NO 1 LLC; Aurora, OR; NON-INVESTMENT RELATED; BEGAN 02/2006; AGRICULTURE, HAY, CATTLE; PARTNER/OWNER; OVERSIGHT; 10 HOURS PER MONTH NONE DURING TRADING HOURS; 5)Moriah Hills LLC, Aurora, OR; non-investment related; Began Feb 2017; Rental Property; Partner/Owner; 2 hours per month during non trading hours. 6) Filbert Bluff Farms; Non-Investment related; Hold real estate; Aurora, OR; Start 12/2018; Partner; 1 hour per month. 7) The Elijah J Auxier Foundation; Non-Investment Related; Aurora, OR; 501(c) (3) Charitable Foundation; Director; 8/21 Start date; 2 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-05
S63 Uniform Securities Agent State Law Examination 1983-01-06
  • S65 Uniform Investment Adviser Law Examination
    1992-06-05
  • S63 Uniform Securities Agent State Law Examination
    1983-01-06
Other Names
  • Jeffrey James Auxier

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