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15668 Ne Eilers Rd, Aurora, OR 97002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2019-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Auxier Asset Management Llc | Aurora | OR | 06/2019 | Present |
| Student | Aurora | OR | 06/2009 | 06/2019 |
| Foreside Fund Services, Llc | Aurora | OR | 12/2019 | 12/2021 |
1) Auxier Asset Management, LLC; Aurora, CO; Investment Related; Started 6/24/2019; Asset Management company that offers a mutual fund and separately managed accounts; Research Analyst; Research companies and provide investment recommendations to the portfolio manager through written reports; 160 hours per months with 0 hours during securities hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-03-01 |
| S65 | Uniform Investment Adviser Law Examination | 2019-11-17 |
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