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James Edward Auxier

Auxier Asset Management

Aurora, OR

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Current Employers
Auxier Asset Management

15668 Ne Eilers Rd, Aurora, OR 97002 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-01-29
  • OR RA
    APPROVED
    Since 2018-01-29

Branch Locations

15668 Ne Eilers Road, Aurora, OR 97002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Auxier Asset Management Llc Aurora OR 08/2017 Present
Student / Unemployed Aurora OR 01/2007 08/2017
Foreside Fund Services, Llc Portland ME 10/2019 12/2021
  • 08/2017 → Present
    Auxier Asset Management Llc
    Aurora, OR
  • 01/2007 → 08/2017
    Student / Unemployed
    Aurora, OR
  • 10/2019 → 12/2021
    Foreside Fund Services, Llc
    Portland, ME
Other Businesses

1) Auxier Asset Management; Investment Related; Aurora, OR; 6/20/17; Research companies and eventually meet with clients; Analyst; Research companies and give the facts and fundamentals to the portfolio manager. Will eventually meet with clients as well; 160 hours per month with 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-21
S65 Uniform Investment Adviser Law Examination 2018-01-28
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21
  • S65 Uniform Investment Adviser Law Examination
    2018-01-28

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