Nico Frank March

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 12/2020
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 12/2020 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2003-07-01 → 2020-12-14
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Auburn, CA
  Honolulu, HI
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Wheatland, WY
  Wheatland, WY
• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  San Diego, CA

Other Businesses

1) 2007 - Business Entity For Tax/ Investment Purposes Only - VOLTATA CONSULTING, LLC - Not Investment Related - Wheatland, WY 82201 2) 2004 - Business Entity For Tax/ Investment Purposes Only - MARCIONNI USA, LLC - Not Investment Related - Wheatland, WY 82201 3) 2007 - Business Entity For Tax/ Investment Purposes Only - CASTELLO DEL LAGO, LP - Not Investment Related - Wheatland, WY 82201 4) 2005 - DBA for LPL Business (entity for LPL business) - The March Group, LLC - Investment Related - Wheatland, WY 82201

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-14
• S63 Uniform Securities Agent State Law Examination
  1983-01-11

Other Names

• Nico F March