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Inactive

David Arthur Yon

Yon Drake & Associates Inc

Columbia, SC

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Current Employers
Yon Drake & Associates Inc

1225 Pickens Street, Columbia, SC 29201 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-11-20
  • SC RA
    APPROVED
    Since 2017-11-20

Branch Locations

1225 Pickens Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yon-Drake & Associates, Inc. Columbia SC 08/1987 Present
  • 08/1987 → Present
    Yon-Drake & Associates, Inc.
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 1983-01-14
  • S65 Uniform Investment Adviser Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    1983-01-14

View on SEC IAPD

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PARK AVENUE SECURITIES LLC · COLUMBIA, SC
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