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Peter Edward Mohan

A.G.P. / Alliance Global Partners

New York, NY

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-08
TX RA APPROVED_RES 2020-07-20
  • NY RA
    APPROVED
    Since 2021-09-08
  • TX RA
    APPROVED_RES
    Since 2020-07-20

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc. New York NY 10/1993 07/2020
A.G.P. / Alliance Global Partners New York NY 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 1994-11-21
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    1994-11-21

View on SEC IAPD

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