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David Hugh Elliott

Edward Jones

Bay Harbor, MI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
MI RA APPROVED 2012-11-13
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • MI RA
    APPROVED
    Since 2012-11-13

Branch Locations

3890 Charlevoix Ave Suite 285, Bay Harbor, MI 49770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-09
S63 Uniform Securities Agent State Law Examination 2006-10-05
  • S66 Uniform Combined State Law Examination
    2012-11-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-05

View on SEC IAPD

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Jeffrey Alan Neill
JEFF DUANE WYNDER
JENNIFER MACKENZIE
MICHELLE ANN SHAWN
ANDREW MARTIN

Other Offices

MARIPAU WEALTH MANAGEMENT LLC · Petoskey, MI
CETERA INVESTMENT ADVISERS LLC · BAY HARBOR, MI
AMERIPRISE FINANCIAL SERVICES, LLC · PETOSKEY, MI
PRINCIPAL SECURITIES, INC. · Petoskey, MI
RETIREMENT & INVESTMENT PLANNING, INC. · PETOSKEY, MI
FIFTH THIRD SECURITIES, INC. · PETOSKEY, MI
NICOLET WEALTH MANAGEMENT · Petoskey, MI
LPL FINANCIAL LLC · PETOSKEY, MI

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