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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-28
MI RA APPROVED 2010-01-26
  • TX RA
    APPROVED
    Since 2020-04-28
  • MI RA
    APPROVED
    Since 2010-01-26

Branch Locations

5994 Coastal Cliff Court, Bay Harbor, MI 49770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Ligotti, Cpa Ann Arbor MI 12/1996 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2004 Present
  • 12/1996 → Present
    David Ligotti, Cpa
    Ann Arbor, MI
  • 05/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2004 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DAVID LIGOTTI, CPA DBA OAKWOOD BUSINESS SERVICES LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ACCOUNTING & TAX, START DATE: 1/1996, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 27, POSITION/TITLE/RELATIONSHIP:100% OWNER, BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, FINANCIAL STATEMENT PREPERATION, BOOK KEEPING, PAYROLL & TAX RETURN PREPERATION; 2. NAME OF OTHER BUSINESS: PURPLE ROSE THEATRE COMPANY; INVESTMENT RELATED: NO; ADDRESS: 137 PARK, CHELSEA, MI 48118; NATURE OF BUSINESS: NON-PROFIT / THEATER; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARE AND PRESENT FINANCIAL STATEMENTS TO THE BOARD 3. NAME OF OTHER BUSINESS: LEUK'S LANDING; INVESTMENT RELATED: NO; ADDRESS: 6305 FORD ROAD, SUPERIOR TWP, MI 48198; NATURE OF BUSINESS: NON-PROFIT / ANIMAL RESCUE; START DATE: 2017; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARE AND PRESENT FINANCIAL STATEMENTS TO THE BOARD 4. NAME OF OTHER BUSINESS: BAY HARBOR COMMUNITY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 2301 MITCHELL PARK DR PETOSKEY, MI 49770; NATURE OF BUSINESS: NON PROFIT; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, OVERSEE FINANCE, BUDGET AND REPORT TO BOARD; 5. NAME OF OTHER BUSINESS: TERRAVITA COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: 34034 N 69TH WAY SCOTTSDALE, AZ 85266; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: HOUSE AND FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MEET MONTHLY, REVIEW FOOD AND BEVERAGE PERFORMANCE FOR THE CLUB, MAKE MENU, SERVICE AND COST SUGGESTIONS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-30
  • S63 Uniform Securities Agent State Law Examination
    2000-08-30
Designations

View on SEC IAPD

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