David Richard Ligotti

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1996 → Present
  David Ligotti, Cpa
  Ann Arbor, MI
• 05/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: DAVID LIGOTTI, CPA DBA OAKWOOD BUSINESS SERVICES LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ACCOUNTING & TAX, START DATE: 1/1996, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 27, POSITION/TITLE/RELATIONSHIP:100% OWNER, BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, FINANCIAL STATEMENT PREPERATION, BOOK KEEPING, PAYROLL & TAX RETURN PREPERATION; 2. NAME OF OTHER BUSINESS: PURPLE ROSE THEATRE COMPANY; INVESTMENT RELATED: NO; ADDRESS: 137 PARK, CHELSEA, MI 48118; NATURE OF BUSINESS: NON-PROFIT / THEATER; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARE AND PRESENT FINANCIAL STATEMENTS TO THE BOARD 3. NAME OF OTHER BUSINESS: LEUK'S LANDING; INVESTMENT RELATED: NO; ADDRESS: 6305 FORD ROAD, SUPERIOR TWP, MI 48198; NATURE OF BUSINESS: NON-PROFIT / ANIMAL RESCUE; START DATE: 2017; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARE AND PRESENT FINANCIAL STATEMENTS TO THE BOARD 4. NAME OF OTHER BUSINESS: BAY HARBOR COMMUNITY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 2301 MITCHELL PARK DR PETOSKEY, MI 49770; NATURE OF BUSINESS: NON PROFIT; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, OVERSEE FINANCE, BUDGET AND REPORT TO BOARD; 5. NAME OF OTHER BUSINESS: TERRAVITA COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: 34034 N 69TH WAY SCOTTSDALE, AZ 85266; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: HOUSE AND FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MEET MONTHLY, REVIEW FOOD AND BEVERAGE PERFORMANCE FOR THE CLUB, MAKE MENU, SERVICE AND COST SUGGESTIONS;

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-30

Designations

• Certified Financial Planner