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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-22 |
| MI | RA | APPROVED | 2022-03-30 |
| MN | RA | APPROVED | 2022-03-30 |
Branch Locations
600 Charlevoix Ave, Petoskey, MI 49770 • United States
Eden Prairie, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors, Inc. | Minneapolis | MN | 01/2007 | 12/2017 |
| Pruco Securities Llc | Plymouth | MN | 01/2018 | 03/2022 |
| Prudential Insurance Company Of America | Plymouth | MN | 01/2018 | 03/2022 |
| Ameriprise Financial Services, Llc | Petoskey | MI | 03/2022 | Present |
Outside Employment; OKL, LLC; Insurance Specialist; Manage advisory business; 7130 S. Westnedge Ave., , Portage, MI, 49002; Investment-Related; 03/14/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-16 |
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