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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-03-18
  • IL RA
    APPROVED
    Since 2008-03-18

Branch Locations

1751 Lake Cook Rd Suite 350, Deerfield, IL 60015 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Deerfield IL 12/2015 01/2018
Park Avenue Securities Llc Deerfield IL 12/2015 01/2018
Guardian Life Insurance Chicago IL 01/2018 12/2020
Park Avenue Securities Chicago IL 01/2018 12/2020
Guardian Life Insurance Company Deerfield IL 12/2020 07/2025
Park Avenue Securities Deerfield IL 12/2020 07/2025
Guardian Life Insurance Company Glenview IL 07/2025 11/2025
Park Avenue Securities Glenview IL 07/2025 11/2025
Guardian Life Insurance Company Deerfield IL 11/2025 Present
Park Avenue Securities Deerfield IL 11/2025 Present
  • 12/2015 → 01/2018
    Guardian Life Insurance Company
    Deerfield, IL
  • 12/2015 → 01/2018
    Deerfield, IL
  • 01/2018 → 12/2020
    Guardian Life Insurance
    Chicago, IL
  • 01/2018 → 12/2020
    Park Avenue Securities
    Chicago, IL
  • 12/2020 → 07/2025
    Guardian Life Insurance Company
    Deerfield, IL
  • 12/2020 → 07/2025
    Park Avenue Securities
    Deerfield, IL
  • 07/2025 → 11/2025
    Guardian Life Insurance Company
    Glenview, IL
  • 07/2025 → 11/2025
    Park Avenue Securities
    Glenview, IL
  • 11/2025 → Present
    Guardian Life Insurance Company
    Deerfield, IL
  • 11/2025 → Present
    Park Avenue Securities
    Deerfield, IL
Other Businesses

1) Laurus Strategies for Wealth-DBA place some business outside of Guardian,. Start: 04/18/2011, Address: 1751 Lake Cook Road Suite 350 Deerfield, IL 60015, 50total hours per month 50 during securities trading hours, Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-18
  • S63 Uniform Securities Agent State Law Examination
    1991-12-18
Designations
Other Names
  • Jay Michael Pollack

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