Peggy Elaine Lebert

Employer firm

First Manhattan Co. LLC CRD 325281

$38.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 04/2020
  Avalon Advisors, Llc
  Houston, TX
• 03/2012 → 10/2018
  Avalon Wealth Management Llc
  Houston, TX
• 10/2018 → 04/2020
  Avalon Wealth Management Llc
  Houston, TX
• 09/2020 → 11/2020
  Opc Advisors, Llc Dba Premium 72 Capital
  Houston, TX
• 05/2020 → 12/2020
  Albasources, Llc
  Houston, TX
• 05/2020 → 12/2020
  Peggy Lebert Dba Lebert Consulting
  The Woodlands, TX
• 10/2020 → 03/2021
  R.M. Stark & Co., Inc.
  Lake Worth Beach, FL
• 09/2020 → 10/2020
  R.M. Stark & Co., Inc.
  Lake Worth Beach, FL
• 11/2020 → 03/2021
  Premium 72 Capital, Llc Dba Premium 72 Capital
  Houston, TX
• 10/2021 → Present
  First Manhattan Co.
  New York, NY
• 05/2021 → 09/2022
  Regulatory Compliance Solutions, Inc. ("Rsci")
  Staten Island, NY
• 08/2021 → Present
  Bates Group, Llc
  Portland, OR
• 03/2021 → 09/2022
  Peggy E. Lebert Dba Lebert Consulting
  The Woodlands, TX

Other Businesses

1) Bates Group, LLC - not investment-related - HQ: Portalnd, OR - regulatory consultancy - compliance - Independent Contractor as of 8/5/2021 - 2 to 5 hours/mo.; no time during trading hours - Regulatory compliance projects not involving supervision

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-31
• S63 Uniform Securities Agent State Law Examination
  1994-01-10