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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED_RES | 2023-10-30 |
| NJ | RA | APPROVED | 2016-04-20 |
Branch Locations
375 Passaic Ave, Fairfield, NJ 07004 • United States
Highland Beach, FL • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Financial Services, Llc | Fairfield | NJ | 01/2005 | Present |
| Kestra Advisory Services, Llc | Fairfield | NJ | 04/2016 | Present |
| Kestra Investment Services, Llc | Fairfield | NJ | 06/2010 | Present |
Business Name: 1410A Ocean Blvd LLC Investment Related: No Address: 1410A Ocean Blvd Surf Side Beach SC 29575 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 6/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: property ownerBusiness Name: Sale of Fixed Insurance Products U. S. Financial Services, LLC Investment Related: Yes Address: 375 Passaic Ave Suite 100 Fairfield NJ 07004 Nature of Business: Insurance Position, Title or Relationship: Other,Agent Start Date: 1/1/1983 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Review and provide insurance proposals and implementationBusiness Name: 375 Passaic Ave LLC Investment Related: No Address: 375 Passaic Ave Fairfield NJ 07004 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 1/5/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: property managementBusiness Name: U. S. Financial Services, LLC Investment Related: Yes Address: 375 Passaic Ave Ste 100 Fairfield NJ 07004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 6/1/1989 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Meetings with clients. Overall operationsBusiness Name: Fairleigh Dickinson University Investment Related: No Address: 285 Madison Ave Madison NJ 07940 Nature of Business: Other Other/None of the Above Education Position, Title or Relationship: Other,Advisor to CFP Program Start Date: 1/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advisor to CFP programBusiness Name: Petrocelli Trusts Investment Related: No Address: 4 Buckingham Court Mendham Township Morristown NJ 07960 Nature of Business: Other Other/None of the Above Co-Trustee Position, Title or Relationship: Other,Co-Trustee Start Date: 1/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Co-TrusteeBusiness Name: Montclair State University Board of Advisors Investment Related: No Address: 1 Normal Ave Montclair NJ 07043 Nature of Business: Other Other/None of the Above attend several meetings /year Position, Title or Relationship: Board member Start Date: 6/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend meetingsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Altair M Gobo,CFP (R) Investment Related: No Address: 375 Passaic Ave Ste 100 Fairfield NJ 07004 Nature of Business: Other Other/None of the Above Book Position, Title or Relationship: Author, book approved by our Compliance Dept. Start Date: 12/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: AuthorBusiness Name: Preferred Pensions, LLC Investment Related: Yes Address: 3 Garret Mountain Plaza, Suite 201 Woodland Park NJ 07424 Nature of Business: Consulting Position, Title or Relationship: Member Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administration
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-12-11 |
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