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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-02-22 |
| NY | RA | APPROVED | 2021-06-25 |
| GA | RA | APPROVED | 2020-04-29 |
| DC | RA | APPROVED | 2016-08-09 |
| NC | RA | APPROVED | 2014-08-01 |
| MS | RA | APPROVED | 2013-02-06 |
| NJ | RA | APPROVED | 2010-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Flushing | NY | 04/2013 | Present |
| Hsbc Bank Usa, N.A. | Flushing | NY | 08/2016 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-04 |
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