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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2013-01-07
  • SC RA
    APPROVED
    Since 2013-01-07

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

1541 Wade Hampton Blvd, Greenville, SC 29609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 08/1993 Present
  • 08/1993 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
Previous Registrations
  • 2006-08-31 → 2012-12-31
    Cic Advisers, Llc
    Greenville, SC
Other Businesses

1. I SERVE AS AN INSURANCE AGENT WITH CONSOLIDATED INSURED BENEFITS PROVIDING INSURANCE SALES AND SERVICE. APPROXIMATELY 20 HOURS/MONTH ARE SPENT ON THIS ACTIVITY, OF WHICH ABOUT HALF IS DURING TRADING HOURS. ACTIVITY IS CONDUCTED AT MY OFFICE OF EMPLOYMENT ADDRESS. AN INVESTMENT-RELATED ACTIVITY PER NASD DEFINITION. started 01/1989 2. ABSTRATIKA, OWNER/ARTIST. MAINTAINS A WEBSITE TO SELL PERSONAL ART ON THE INTERNET. NO TIME IS CONSUMED DURING BUSINESS HOURS. NOT INVESTMENT RELATED. STARTED 02/01/2008 3. 1541 WADE HAMPTON, LLC. OWNDER/LANDLORD. COLLECT RENT, RENEW LEASES AS NEEDED. PAY BILLS FOR THE BUILDING. STARTED 3/7/2007. 4. 237 WADE HAMPTON, LLC. PART OWNER/VICE PRESIDENT. 1541 WADE HAMPTON BLVD, GREENVILLE, SC 29609. 2 REAL ESTATE HOMES FOR RENTAL PROPERTIES. NOT INVESTMENT RELATED. 1 HR/MONTH, 0 DURING NORMAL TRADING HRS. STARTED 1/2016.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-26
S63 Uniform Securities Agent State Law Examination 1982-12-14
  • S65 Uniform Investment Adviser Law Examination
    2006-08-26
  • S63 Uniform Securities Agent State Law Examination
    1982-12-14
Other Names
  • Delores Lomax Thomsen
  • Del Thomsen
  • Delores Lomax Thomsen

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