Anthony John O'CAllaghan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2003-01-17 → 2015-12-18
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY
• 2002-07-30 → 2003-01-17
  Pershing Llc
  New York, NY

Other Businesses

1) HAROLD A. O''CALLAGHAN TRUSTEE UNDER WILL OF JULIA S O''CALLAGHAN/ USA SOLE PROPRIETORSHIP (E.G. SMALL FAMILY BUSINESS);TRUSTEE;;NON WORKING HOURS; 2) NAME OF OTHER BUSINESS: The Family Center / INVESTMENT RELATED?: Yes / ADDRESS: 493 Norstrand Ave., Brooklyn, NY / NATURE OF THE BUSINESS: Charity / POSITION: Advisor on finance and auditing / DUTIES: The Family Center's mission is to strengthen families affected by crisis, illness or loss to create a more secure present and future for their children. / START DATE: 12-1-2022 / HOURS DEVOTED TO BUSINESS: NA 3) O'Callaghan Brothers. Limited Liability Company, The LLC owns property in Red Hook, NY which it leases to Universal Builders Supply & Bard College, Advisor or advisory group member if advice given may influence an officer/board, Help my Aunt & Mom with the Banking for the LLCstart date-12/1/2023, Port Chester New York United States-10573

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-31
• S63 Uniform Securities Agent State Law Examination
  1983-01-31

Other Names

• Anthony John Ocallaghan