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3101 Glenwood Avenue Suite 102, Raleigh, NC 27612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
| NC | RA | APPROVED | 2021-10-01 |
Branch Locations
3101 Glenwood Avenue Suite 102, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Raleigh | NC | 02/2013 | 09/2021 |
| Oak Harbor Wealth Partners, Llc | Raleigh | NC | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-19 |
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