Ray Frederick Peck

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Raleigh, NC

Previous Registrations

• 2006-07-06 → 2013-02-13
  Morgan Keegan & Company, Llc
  Raleigh, NC
• 2006-02-21 → 2006-07-17
  Citigroup Global Markets Inc.
  New York, NY
  Raleigh, NC
• 2001-12-31 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Raleigh, NC

Other Businesses

(1)Name of Business: Higher Ed Works Address: 3515 Glenwood Avenue, Suite 200, Raleigh, NC, 27612, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 03/11/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To have oversight of the organization's finances and to attend board meetings3 times per year. (2)Name of Business: University Baptist Church Address: 100 S. Columbia St., Chapel Hill, NC, 27514, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am on the budget committee, which meets occasionally (usually at 6:00 PM) at the church (3)Name of Business: Watercolor At Sunset, LLC Address: 10709 Brass Kettle Rd., Raleigh, NC, 27614, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Communicate as needed with a property manager who is responsible for the property rental.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-12-17

Other Names

• Ray Frederick Peck
• Ray Frederick Peck