Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-02 |
| NJ | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED_RES | 2026-01-28 |
Branch Locations
485 Madison Ave 6Th Floor [Satellite], New York, NY 10022 • United States
19 Center St, Chatham, NJ 07928 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | New York | NY | 03/2016 | 01/2026 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 01/2026 | Present |
(1)Name of Business: Fran Bauman Address: 300 EAST 55TH ST APT 5E, NEW YORK, NY, 10022, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 10/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. TRUSTEE FRANCES BAUMAN REVOCABLE TRUST DTD 9-20-2016 ; INV RELATED; MARLBORO, NJ; TRUSTEE OF MOTHER'S TRUST - NO ACTIVITY ACCOUNT WILL BE ACATED FROM RJ AS PART OF THE FA TRANSITION; TRUSTEE/CO-TRUSTEE; START DATE: 09/20/2016; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-25 |
Reach out to this advisor