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Edgar Wadsworth Stuart

Stephens

Nashville, TN

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-30
TN RA APPROVED 2011-04-29
  • TX RA
    APPROVED_RES
    Since 2013-10-30
  • TN RA
    APPROVED
    Since 2011-04-29

Branch Locations

3100 West End Avenue, Nashville, TN 37203-5817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Nashville TN 02/2011 06/2022
Stephens Inc. Nashville TN 06/2022 Present
  • 02/2011 → 06/2022
    Stephens Inc
    Nashville, TN
  • 06/2022 → Present
    Stephens Inc.
    Nashville, TN
Previous Registrations
  • 2009-06-01 → 2011-05-05
    Morgan Stanley
    Nashville, TN
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Nashville, TN
    New York, NY
    Nashville, TN
  • 2004-02-23 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-22
S63 Uniform Securities Agent State Law Examination 1982-12-10
  • S65 Uniform Investment Adviser Law Examination
    1995-09-22
  • S63 Uniform Securities Agent State Law Examination
    1982-12-10

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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