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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-05-27 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
7701 Forsyth Blvd., Ste 1000, Saint Louis, MO 63105 • United States
Hermann, MO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conn General Life Ins Company | Clayton | MO | 03/1991 | Present |
| Lpl Financial Llc | Hermann | MS | 07/1997 | Present |
1. 10/10/2006 - NON-VARIABLE INSURANCE - SELLING OUTSIDE FIXED INSURANCE (LIFE, DISABILITY, HEALTH, LONG TERM CARE) - 10% OF TIME SPENT - HERMANN, MO 2. 11/14/2006 - Johnson Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 12/06/2007 - JOHNSON RANCH - RAISE AND SELL CATTLE - 1% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-03 |
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