Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-01-27 |
| TX | RA | APPROVED | 2020-01-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Evansville | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Evansville | IN | 11/2016 | 01/2020 |
| Wells Fargo Advisors Financial Network, Llc | Evansville | IN | 01/2020 | Present |
GROSSMAN FINANCIAL GROUP, LLC, INVT RELATED, EVANSVILLE, IN, 50% OWNERSHIP, START DATE 1/27/2020, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-06 |
Reach out to this advisor