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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-16 |
| FL | RA | APPROVED | 2024-01-16 |
| OK | RA | APPROVED | 2024-01-16 |
| MO | RA | APPROVED | 1995-08-15 |
| TX | RA | APPROVED_RES | 1995-01-28 |
Branch Locations
8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States
Flagler Beach, FL • United States
St. Louis, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Louis | MO | 01/1995 | Present |
1. SELECT PARTNERS DIVISION T, GAMMA PARTNERS. GRAND CAYMAN, CAYMAN ISLNDS. YES - INVESTMENT RELATED. BUSINESS - REAL ESTATE LENDING AND INVESTMENT. TITLE - NON - VOTING PARTNER. START DATE - 06/01/2006. HRS/MONTH/NONE. DUTIES - NONE. 2. HARPER LAKE OF NEVADA LLC.. ST. LOUIS, MO. YES - INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - PARTNER. DATE - 11/03 2005. 1 HR/MONTH. DUTIES - NONE. 3. ADVISOR'S AVIATION / #1 NORTH BRENTWOOD BLVD ST. LOUIS,MO 63105 / COMPANY/ TRANSPORT / OWN AND LEASE AN AIRPLANE / PARTNER / / I MAKE DECISIONS ON MAINTENCE ITEMS / START DATE 8/20/2014 4. King Family Foundation #1 North Brentwood BLVD / United States/ No / Foundation / Start Date 12/15/2017/ 63105 No / No 6. Grand Slam Baseball LLC / United States / 101 S. Hanley, Clayton, MO 63105 / Company / Sport & Leisure Facilities / It will own 6 little league ball fields / Partner / Investment in Company?: 50% / Start Date 11/1/2018 7) Hinch Farm LLC/ 326 Hinch Rd /Bourbon/MO/ Company / Agriculture & Livestock /it is a recreational property/ Partner /no duties/ Investment in company?: Yes,50%/ Start Date7/1/1996 8) Name of business: The Foundation For Barnes-Jewish Hospital./ Address; 1001 Highlands Plaza Dr. West, Suite 140 St. Louis MO United States 63110./ Investment Related: No./Nature: The Foundation for BJC Hospital system./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Commitment of time and the occasional donation of funds to the entity/ Start Date: 1/26/2024./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-01 |
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