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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

6928 Williams Road, Niagara Falls, NY 14304 • United States

Youngstown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Youngstown NY 10/1989 07/2025
Lpl Financial Llc Youngstown NY 07/2025 Present
  • 10/1989 → 07/2025
    Cadaret, Grant & Co., Inc.
    Youngstown, NY
  • 07/2025 → Present
    Youngstown, NY
Previous Registrations
  • 2024-07-02 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Niagara Falls, NY
    Youngstown, NY
    Niagara Falls, NY
Other Businesses

1. 07/10/2025- Curtis P. Henderson- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/07/1965- 4 Hours Per Month-4 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-25
  • S63 Uniform Securities Agent State Law Examination
    1984-10-25
Designations
Other Names
  • Peter Henderson

View on SEC IAPD

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