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Debbie Jean Lumpkin

Wells Fargo Advisors Financial Network, LLC

Baton Rouge, LA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-29
LA RA APPROVED 2007-08-13
  • TX RA
    APPROVED
    Since 2016-08-29
  • LA RA
    APPROVED
    Since 2007-08-13

Branch Locations

8675 Bluebonnet Blvd Ste B, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Baton Rouge LA 05/2009 Present
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; LAKE CHARLES, LA; 100% OWNERSHIP; START DATE 2/1/2014; 1 HOUR PER MONTH; 0 DURING TRADING; DUTIES ARE LANDLORD. THE LUMPKIN GROUP LLC, INV RELATED, BATON ROUGE, LA, 100% OWNERSHIP, START 8/1/2007, 5 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.; THE LUMPKIN GROUP 401K, INV RELATED, BATON ROUGE, LA, TRUSTEE, START: 8/1/2007, 5 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-30
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S65 Uniform Investment Adviser Law Examination
    1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
Designations
Other Names
  • Debbie Jean Lumpkin
  • Debbie Jean Weaver
  • Debbie Jean Delome
  • Deborah Jean Lumpkin

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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