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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

36 East Streetsboro Street, Hudson, OH 44236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Akron OH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Akron, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*465947 - Grace House Akron; Investment related - No; Akron, Ohio; Charitable, Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 0; Administrative

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-28
  • S63 Uniform Securities Agent State Law Examination
    1987-01-28
Other Names
  • Paul Preston Sheeks
  • Paul Preston Sheeks
  • Paul Preston Sheeks Iii
  • Paul Preston Sheeks
  • Paul Sheeks Iii

View on SEC IAPD

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