Thomas Michael Glynn

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2009-03-06

NJ RA
APPROVED

Since 2009-03-06

Branch Locations

3 Harding Road, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Red Bank	NJ	03/2009	Present

03/2009 → Present

Oppenheimer & Co

Red Bank, NJ

Previous Registrations

2002-05-08 → 2009-04-01

Citigroup Global Markets Inc.

Toms River, NJ

Toms River, NJ

Other Businesses

BOROUGH OF ALLENHURST, NJ-PLANNING BOARD MEMBER (ALTERNATE) FEB. 21, 2024.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-30
S63	Uniform Securities Agent State Law Examination	1987-02-13

S65 Uniform Investment Adviser Law Examination

1992-01-30
S63 Uniform Securities Agent State Law Examination

1987-02-13

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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