Harold David Elish

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Ubs Financial Services Inc
  New York, NY

Other Businesses

1) M.T. FAMILY LIFE INSURANCE TRUST / Owns a life insurance policy, Nothing unless M.M. passes away TRUST / NYACK , NY 10960-3609 /TRUSTEE / PRIVATELY HELD / START DATE 12/13/2011 /// 2) KAPLAN EDUCATIONAL FOUNDATION / 395 HUDSON STREET NEW YORK,NY 10014 / FOUNDATION/ EDUCATION / ASSISTANCE TO JUNIOR COLLEGE STUDENTS / MEMBER OF BOARD OF DIRECTORS / ACT IN AN ADVISORY CAPACITY TO THE ORGANIZATION / START DATE 8/15/2013 / 3 HOURS A WEEK /// 3) Name of Business: Isaac H. Tuttle Fund./ Address: 1155 Park AvenueNew York New York United States 10128./ Investment Related: No./ Nature: Makes grants to help New York senior citizens in financial difficulty./ Role: Officer./ Duty: Help guide organization with respect to its mission and its resources./ Start Date: 7/1/2022./ Time Required: No.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-29
• S63 Uniform Securities Agent State Law Examination
  1983-06-29