Brian Seisuke Kawano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1974 → 11/2023
  Selective Sales And Service
  Honolulu, HI
• 04/2010 → 11/2018
  Signator Investors Inc
  Honolulu, HI
• 11/2018 → 11/2023
  Royal Alliance Associates, Inc.
  Honolulu, HI
• 11/2023 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2018-11-02 → 2023-11-07
  Osaic Wealth, Inc.
  Honolulu, HI
• 2010-05-05 → 2018-11-02
  Signator Investors, Inc.
  Honolulu, HI
• 2009-07-09 → 2010-04-20
  Principal Securities, Inc.
  Honolulu, HI
  Honolulu, HI
• 2004-02-24 → 2009-07-08
  Valic Financial Advisors, Inc.
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) 10/18/2023 - PACIFIC WEALTH CONSULTING - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 10/18/2023 - BRIAN S KAWANO - Non-Variable Insurance - Selling: Whole Life, Term Life, LTC, and Disability Insurance, UL - INpac Wealth - HI 96814 - Investment related - 1 Hour per month - Start date: 11/02/2023. 3) 10/18/2023 - OFFICE BUILDING RENTAL - Real Estate Rental - owner - HI 96216, HI 96814 - Investment related - 4 Hours per month - Start date: 12/01/2019.

Exams

• S66 Uniform Combined State Law Examination
  2004-02-23
• S63 Uniform Securities Agent State Law Examination
  1997-09-30