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Gerald Myron Berman

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

Miami, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-20
FL RA APPROVED 2013-02-11
  • TX RA
    APPROVED_RES
    Since 2017-04-20
  • FL RA
    APPROVED
    Since 2013-02-11

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Ft. Lauderdale FL 01/2013 Present
Previous Registrations
  • 2005-12-06 → 2013-02-11
    Janney Montgomery Scott Llc
    Ft. Lauderdale, FL
    Aventura, FL
  • 2003-03-27 → 2005-12-21
    Advest, Inc.
    Aventura, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-30
  • S63 Uniform Securities Agent State Law Examination
    1984-06-30
Other Names
  • Gerry Berman

View on SEC IAPD

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