Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-15 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2015-06-18 |
| TX | RA | APPROVED_RES | 2015-06-18 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States
Scarsdale, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 06/2015 | Present |
Schuyler Center for Analysis and Advocacy / 540 Broadway Albany,NY 12207 / Other/ Charities, Cultural, Educational & Political Organisations / To improve the health, welfare and human services for all New Yorkers / Other / Board of Trustees / Attend board meetings, discuss topics relating to mission of non-profit / Start Date 9/2/13 non-profit organization /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-26 |
Reach out to this advisor