Drake Howard Zimmerman

Current Employers

Employment History

• 12/1994 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 09/2024
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 09/2024
  Cetera Advisors Llc
  Normal, IL
• 09/2024 → Present
  Lpl Financial
  Normal, IL

Previous Registrations

• 1998-07-19 → 2024-10-17
  Zimmerman & Armstrong Investment Advisors
  Normal, IL
• 2020-11-12 → 2024-10-09
  Cetera Investment Advisers Llc
  Normal, IL
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Normal, IL
• 1997-12-07 → 2012-07-02
  First Allied Securities, Inc.
  Normal, IL
  Normal, IL

Other Businesses

1- 10/2024 - The Drake Zimmerman Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/27/2024 2- 10/2024 - Notary - Investment Related - At Reported Business Location(s) 3- 10/2024 - Zimmerman & Armstrong Tax Services - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 1 Hour Per Month/ 0 Hours During Trading 4- 10/2024 - Zimmerman and Armstrong Investment Advisors - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/2005 - 0 Hours Per Month/ During Trading 5- 10/2024 - Drake Zimmerman LTD - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/1990 - 1 Hour Per Month/ 0 Hours During Trading 6- 10/2024 - Passed Iowa Bar 1981, never practiced - Other- Attorney/Legal Services - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 0 Hours Per Month/ 0 Hours During Trading 7- 10/2024 - McLean County Zoning Board Of Appeals - Governmental Board Member - Board Member - Not investment Related - 115 E washington Room M-102; Bloomington, IL 61701 - Start Date 01/01/2010 - 3 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-07
• S63 Uniform Securities Agent State Law Examination
  1982-10-22

Designations