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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-08-19 |
| TX | RA | APPROVED_RES | 2019-08-16 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plantation | FL | 08/2006 | 08/2019 |
| Bank Of America, N.A. | Plantation | FL | 06/2011 | 08/2019 |
| Morgan Stanley Smith Barney Llc | Ft. Lauderdale | FL | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2019 | Present |
I*85253 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LAKEHOUSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKE PLACID, FLORIDA 33852 NATURE OF BUSINESS: OTHER, OUTSIDE VACATION HOME RENTAL POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42373 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTING OUT MY VACATION HOME. NO RESPONSIBILITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-27 |
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