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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-03 |
| CA | RA | APPROVED | 2015-03-06 |
| VA | RA | APPROVED | 2013-02-11 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-05 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-02 |
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