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Michael Carl Wells

The Better 401(K) Source

Plano, TX

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Current Employers
The Better 401(K) Source

1800 Preston Park Blvd., Suite 112, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-26
  • TX RA
    APPROVED
    Since 2017-06-26

Branch Locations

1800 Preston Park Blvd., Suite 112, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon.COm Seattle WA 11/2016 02/2017
Empirical Modeling & Analytics Plano TX 08/2016 Present
  • 11/2016 → 02/2017
    Amazon.COm
    Seattle, WA
  • 08/2016 → Present
    Empirical Modeling & Analytics
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-26
S66 Uniform Combined State Law Examination 1999-11-30
S63 Uniform Securities Agent State Law Examination 1991-08-16
  • S65 Uniform Investment Adviser Law Examination
    2014-11-26
  • S66 Uniform Combined State Law Examination
    1999-11-30
  • S63 Uniform Securities Agent State Law Examination
    1991-08-16
Other Names
  • Mike Carl Wells

View on SEC IAPD

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