Patrick Michael Mendenhall

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 06/2021
  Usca Ria Llc
  Houston, TX
• 10/2009 → Present
  U.S. Capital Advisors, Llc
  Houston, TX
• 10/2009 → Present
  Usca Securities Llc
  Houston, TX
• 06/2021 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 10/2017 → Present
  Usca Asset Management Llc
  Houston, TX
• 06/2026 → Present
  Arax Advisory Partners
  Houston, TX

Previous Registrations

• 2021-06-30 → 2026-08-21
  U.S. Capital Wealth Advisors, Llc
  Houston, TX
• 2016-05-26 → 2021-08-24
  Usca Asset Management Llc
  Houston, TX
• 2010-01-06 → 2021-06-30
  Usca Ria Llc
  Houston, TX
• 1990-08-16 → 2009-08-17
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

1. OSU FOUNDATION, INVESTMENT-RELATED, CORVALLIS, OR, NON-PROFIT UNIVERSITY FOUNDATION, TRUSTEE ON FOUNDATION INVESTMENT COMMITTEE BOARD, 2009, DEVOTE 2 HRS PER MONTH, DEVOTE 0 HRS PER MONTH DURING SECURITIES TRADING HRS. 2. MENDENHALL FAMILY RANCH, NON-INVESTMENT RELATED, BRENHAM, TX, 2007, DEVOTE 0 HRS DURING SECURITIES TRADING HRS, 100% OWNER OF FAMILY RANCH. 3. Mendenhall P25 LLC, Investment-related, Houston, TX, Hold private investment, Managing Member, 4/18, >1 hr/month, none during market hours 4. BC25 Partners LLC; Investment-related; Houston, TX; Limited partner; 2015; 0 hours/month; 0 hours during trading hours 5. BC25 Partners II LLC; Investment-related; Houston, TX; Limited partner; 2015; 0 hours/month; 0 hours during trading hours 6. Mendenhall TF, LLC; Investment-related; Houston, TX; Limited partner; 2014; 0 hours/month; 0 hours during market hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-17
• S63 Uniform Securities Agent State Law Examination
  1982-11-10