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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Ria Llc | Houston | TX | 10/2009 | 06/2021 |
| U.S. Capital Advisors, Llc | Houston | TX | 10/2009 | Present |
| Usca Securities Llc | Houston | TX | 10/2009 | Present |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Asset Management Llc | Houston | TX | 10/2017 | Present |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1. OSU FOUNDATION, INVESTMENT-RELATED, CORVALLIS, OR, NON-PROFIT UNIVERSITY FOUNDATION, TRUSTEE ON FOUNDATION INVESTMENT COMMITTEE BOARD, 2009, DEVOTE 2 HRS PER MONTH, DEVOTE 0 HRS PER MONTH DURING SECURITIES TRADING HRS. 2. MENDENHALL FAMILY RANCH, NON-INVESTMENT RELATED, BRENHAM, TX, 2007, DEVOTE 0 HRS DURING SECURITIES TRADING HRS, 100% OWNER OF FAMILY RANCH. 3. Mendenhall P25 LLC, Investment-related, Houston, TX, Hold private investment, Managing Member, 4/18, >1 hr/month, none during market hours 4. BC25 Partners LLC; Investment-related; Houston, TX; Limited partner; 2015; 0 hours/month; 0 hours during trading hours 5. BC25 Partners II LLC; Investment-related; Houston, TX; Limited partner; 2015; 0 hours/month; 0 hours during trading hours 6. Mendenhall TF, LLC; Investment-related; Houston, TX; Limited partner; 2014; 0 hours/month; 0 hours during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-10 |
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